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Scottsdale
Capital Advisors offers both full service and discount service to its
clients.
 Special rates
may apply to clients who trade over the internet. Also rates may vary
depending on the level of service being provided. Cents per share
arrangements are available. The schedules listed on this page are broker
assisted (market and limit only, special handling or order types subject
full service schedule) and, or client entered online orders only. Full services
commissions can be found on the
full service
commission page link below. Contact your Scottsdale Capital Advisor
registered representative for
details and rate information.
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Before Investing
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Hedge Funds
permitted with proper licensing and approval.
Special
Deep discount commissions available for active traders online.
Please
Call 480-603-4903
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Stock trade orders
through any automated channel subject to reduced fees.
$100 per trade minimum
for broker assisted trades plus other minimums. (Also
see full service schedule) Rates may be higher if a higher level
of service is requested.
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Transaction
Size |
Online Commission
Schedule % of
Principal
Subject to minimums |
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$0-6,249
$6,250-19,999
$20,000-49,999
$50,000-499,999
$500,000+ |
$56 + 1.7%
$76 + 0.34%
$100 + 0.22%
$155 + 0.11%
$255 + 0.09% |
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Minimum
Charge. The greater
of the overriding minimum per trade of $150, $0.09 per share.
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Options Minimum The greater of $150 plus $6
per contract, or $150 unless otherwise pre-negotiated. Index
Options are subject to $300 minimum unless otherwise
negotiated.
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Maximum Charge The greater of
5%, $54.95 plus 4%, or the stated minimum
for stocks.
Options are the greater of the stated minimum or 5%.
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Stocks
Less Than $5 per Share.
The greater of $150, 5%, or $54.95 plus 4%
of principal amount or the stated minimum for stocks. For purchases, cleared funds
in the account are required. When selling, stock
certificates must by in accounts and registered under DTC.
Orders subject to minimums.
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Large
Block Transactions. Contact
your local Representative on orders of 10,000 shares or more,
or on orders over $500,000. These orders may be eligible for
special handling and/or pricing. Block orders subject to
block fees of .0005 per share in addition to commissions.
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Miscellaneous Fees.
$195 for
each security registered and shipped to individuals.
Securities are held in street name at no cost. $100 for
Voluntary and Post-Effective Reorganizations. $65 to $10 per trade
in misc. fees may apply. LOA transfers $245.00 per side
subject to 3% of total value. Cert Processing fees $195 to
$295.00 per cert. Additional fees of $195.00 to $295.00 for
restricted certificates. PENS fee for certificates $200 per
cert. Blue sheets $150.00 per symbol per account. Expedited
requests are $100 to $295.00 per
certificate. A fee of $125.00 for deposits of securities
and, or
then sales of securities and then withdrawals of cash within
30 days of such sale. Additional clearing firm processing
fees may apply. Concentrated positions fees on margin
subject to an additional 2% of margin balance fee. Special instructions
and or handling regarding your account may be billed at
hour fees between $195.00 and $395 per hour plus any hard
cost associated with such instruction or handling.
To see other fees click here.
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SEE
Full
Service Fee Schedule
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Home |
Full Service Commissions |
The above schedule is guide for discount
service. Your commissions are negotiated with your representative based on
your level of service and activity and may be higher or lower than what is
indicated.
Read
Before Investing |