Scottsdale Capital Advisors

Questions & Answers

 

  • Question: Are my securities and cash safe at Scottsdale Capital Advisors?

  • Answer: All securities are cleared and held by Penson. Scottsdale Capital Advisors is a Member of SIPC, which protects securities customers of its members up to $500,000 (including $100,000 for claims for cash.) An explanatory brochure is available upon request or at www.sipc.org. Scottsdale Capital Advisors' clearing firm, Penson, provides supplemental insurance in the amount of $34.5 million for accounts held at Penson. This coverage does not protect against losses from any change in the market values of investments. Coverage does not protect against market volatility and, or a decline in value.

 

  • Question: Can Scottsdale Capital Advisors provide me with all the services of major Brokerage firm?

  • Answer: Yes. Scottsdale Capital Advisors has access to all the products and services of larger firms as well as many products and services most firms do not offer their clients. See Scottsdale Capital Advisors' CRD.

 

  • Question: Do you offer online trading and account access?

  • Answer: Yes. Our Firm offers advanced trading platforms on request with advanced charts, graphs, real time quotes, and level II access.

 

  • Question: Do you offer research?

  • Answer:  Yes. Our Company has both In House, and various fundamental research sources. Special research reports, In House research, or research at other firms are available on request.

 

  • Question: Do you offer FREE check writing?

  • Answer: Yes.

 

  • Question: Do you offer Advisory Services?

  • Answer: Yes. All kinds with many options and fees schedules and plans.

 

  • Question: Can you handle complex transactions like restricted stock, offshore accounts, large block transactions, hedges, and collars etc.?

  • Answer: Of course. Our company takes pride in being able to solve the many problems large firms can not, and our consultants are experts at it.

 

  • Question: Can you help me with my annuities, life insurance, disability insurance, and long term care?

  • Answer: Absolutely. Completely unbiased opinions on a consulting basis and, or a product basis are available. Our Company has the flexibility to offer you products from most insurance companies.

 

  • Question: Can I buy no load funds?

  • Answer: Yes. Our Firm offers a mutual fund platform that is similar to many plans at other firms.

 

  • Question: Can you help my firm find capital and advise us on how and when to raise public equity?

  • Answer: Yes. Both Advisory and Investment Banking Services are ready and available.

 

  • Question: Can you take my firm Public or syndicate an offering?

  • Answer: Maybe, if you meet qualifications.

 

  • Question: Can you raise money for our firm?

  • Answer: Maybe, if you meet qualifications.

 

  • Question: Do you charge account fees or inactivity fees?

  • Answer: No, however a small custodian fee may be charged for retirement accounts.

 

  • Question: Do you offer alternative Investments?

  • Answer: No problem, you pick it, our consultants will find it.

 

  • Question: Do you have syndicate business?

  • Answer: Of course, Call us to be included on our contact list.

 

  • Question: I need less help than most. Do you offer a discount service?

  • Answer: Yes. Our Brokerage offers the Charles Schwab Published Discount rates less 10% (See Trading page) for broker assisted trades and online trades.

 

  • Question: I need more help than most. Can you offer me the support and service I need at a competitive price.

  • Answer: Absolutely. Call and schedule an appointment.

 

 

Research

Contact Us

Request Information

Home

 

Read Before Investing